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Pre Trade Compliance

Category: Security  ·  Sub-category: identity-access  ·  Last updated:
Guide the design and implementation of automated pre-trade compliance systems that validate orders before execution. Use when building a compliance rule engine for an RIA or broker-dealer, configuring hard blocks and soft blocks, maintaining restricted and watch lists including MNPI-driven restrictions, setting concentration limits at security/sector/issuer level, implementing position limits or short selling controls, enforcing wash sale detection or free-riding prevention or pattern day trader identification, applying client-specific ESG screens or legal constraints, designing compliance override workflows with authorization and documentation, backtesting compliance rules, or evaluating compliance check latency impact on execution quality.
Security AStatic scan found no risk patternsHow grading works ›

What this skill does

Pre Trade Compliance is a community-contributed Claude Code skill in the identity-access sub-category. It ships as a SKILL.md file that Claude Code auto-discovers under ~/.claude/skills/pre-trade-compliance/ and loads when your prompt matches the skill's trigger.

When to invoke it: Use when building a compliance rule engine for an RIA or broker-dealer, configuring hard blocks and soft blocks, maintaining restricted and watch lists including MNPI-driven restrictions, setting concentration limits at security/sector/issuer level, implementing position limits or short selling controls, enforcing wash sale detection or free-riding prevention or pattern day trader identification, applying client-specific ESG screens or legal constraints, designing compliance override workflows with authorization and documentation, backtesting compliance rules, or evaluating compliance check latency impact on execution quality.

Who uses this skill

The Pre Trade Compliance Claude Code skill is built for security engineers, penetration testers, DevSecOps practitioners, and development teams hardening codebases and infrastructure. It's part of ClaudSkills (also referred to as Claude Skills or Claude Code Skills) — the open community-curated registry of 157,000+ SKILL.md files for Anthropic's Claude Code agent and the wider Claude ecosystem (Claude API, Claude Agent SDK).

How to install

Free

Manual install (2 steps)

mkdir -p ~/.claude/skills/pre-trade-compliance
curl -L https://claudskills.com/skills/pre-trade-compliance/SKILL.md \
  -o ~/.claude/skills/pre-trade-compliance/SKILL.md

Or just download SKILL.md directly and drop it into ~/.claude/skills/pre-trade-compliance/. Claude Code auto-discovers it on next session.

Skills live at ~/.claude/skills/pre-trade-compliance/SKILL.md on macOS/Linux, or %USERPROFILE%\.claude\skills\pre-trade-compliance\SKILL.md on Windows. See the full install guide for step-by-step instructions.

Telegram

📱 Install from your phone or desktop Telegram

Open @claudskills_bot on Telegram, tap Open Desktop App, and the desktop app installs this skill for you. Or share the bot link with a colleague — they get the same one-tap install. Learn more →

Pro

One-click install via the desktop app

The ClaudSkills desktop app installs any skill directly into ~/.claude/skills/ with one click — no terminal required. Pro starts at $9/mo or $149 lifetime.

Pro

For the full experience including quality scoring and one-click install features for each skill — upgrade to Pro.

See pricing → Download desktop app

Frequently asked questions

How do I install the Pre Trade Compliance Claude Code skill?
Install via the ClaudSkills desktop app (one click) or copy SKILL.md from the source repository to ~/.claude/skills/pre-trade-compliance/SKILL.md and restart Claude Code. Both flows are detailed at claudskills.com/install/.
What does the Pre Trade Compliance skill do?
Guide the design and implementation of automated pre-trade compliance systems that validate orders before execution. Use when building a compliance rule engine for an RIA or broker-dealer, configuring hard blocks and soft blocks, maintaining restricted and watch lists including MNPI-driven restrictions, setting concentration limits at security/sector/issuer level, implementing position limits or short selling controls, enforcing wash sale detection or free-riding prevention or pattern day trader identification, applying client-specific ESG screens or legal constraints, designing compliance override workflows with authorization and documentation, backtesting compliance rules, or evaluating compliance check latency impact on execution quality.
Is this skill free to install?
Yes. ClaudSkills is an open registry — every skill keeps its source repository's license, and manual install via copy is free. ClaudSkills Pro ($9/mo, $79/yr, or $149 one-time) adds one-click install via the desktop app and a multi-signal Quality Score.
When should I use the Pre Trade Compliance skill?
Use Pre Trade Compliance when your Claude Code task falls under the Security category — specifically in the identity access area. Claude Code auto-discovers installed skills and invokes the right one based on the task description, so you can also ask Claude directly (e.g. "use Pre Trade Compliance" or describe the task and let Claude pick). Browse related skills at /category/security/.
What is a Claude Code skill and how does the Pre Trade Compliance skill fit in?
A Claude Code skill is a SKILL.md file that lives under ~/.claude/skills/<name>/ and tells the Claude Code CLI agent how to perform a specific task (instructions, prompts, allowed tools). Skills are auto-discovered at session start. Pre Trade Compliance is one of 67,000+ skills indexed in the open ClaudSkills catalog, classified under the Security category. Learn more at /learn/what-is-a-claude-skill/.

Attribution & license

Cite this skill

If you reference this skill in a blog post, paper, or documentation, you can cite it as:

APA
JoelLewis. (2026). Pre Trade Compliance [Claude Code skill]. ClaudSkills. https://claudskills.com/skills/pre-trade-compliance/
BibTeX
@misc{pre-trade-compliance-2026,
  author    = {JoelLewis},
  title     = {Pre Trade Compliance [Claude Code skill]},
  year      = {2026},
  publisher = {ClaudSkills},
  url       = {https://claudskills.com/skills/pre-trade-compliance/}
}

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Security scan

Grade A · scanned 2026-07-22 — free static scan against the OWASP Agentic Skills Top 10.

No risk patterns were found in any of the ten OWASP-aligned categories. How grading works ›

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More Security skills

Browse all Security skills in the ClaudSkills registry, or explore these other picks from the same category:

Browse all Security skills → Top 100 skills
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